Back to Basics: Section 106

Posted on: October 7th, 2010 by National Trust for Historic Preservation 2 Comments
GSA‘s redevelopment of St. Elizabeth’s Hospital in Washington, D.C., for use as the new Department of Homeland Security headquarters, has been more preservation-sensitive through compliance with Section 106. (Photo: Paul Edmondson)

GSA‘s redevelopment of St. Elizabeth’s Hospital in Washington, D.C., for use as the new Department of Homeland Security headquarters, has been more preservation-sensitive through compliance with Section 106. (Photo: Paul Edmondson)

A lynchpin of the landmark 1966 National Historic Preservation Act is known as Section 106. This key mandate essentially requires federal agencies to stop, look, and consider the effects that their activities have on historic properties. And it has proven to be a very effective legal tool for protecting historic and cultural resources under federal law.

Unfortunately, the effectiveness of this cornerstone of federal preservation law has diminished over time. Back to Basics, a report just issued by the National Trust for Historic Preservation, is a wake-up call for all those who care deeply about the unique places that define us as Americans.

In commissioning this report, the National Trust was primarily concerned about preservation battles where we felt the Section 106 process was not correctly followed. In New Orleans, for example, 4,500 units of historic public housing that were not seriously damaged in the floods that followed Hurricane Katrina were needlessly demolished. More recently, the failure of federal agencies to take Section 106 seriously led to the approval of the unnecessary demolition of over 150 historic properties in the city.

But this study goes much deeper than simply examining high-profile, headline-grabbing Section 106 cases. Back to Basics makes specific recommendations for improving the long-term effectiveness of this critical protective mechanism.

The need for robust compliance is especially critical today, given the enormous amount of infrastructure work being generated through economic stimulus and recovery funding. And other federal funding priorities—ranging from military base realignment to disaster assistance programs—will continue to place great pressure on Section 106 review at the state and local levels. As a result, the National Trust is concerned that the pressure to spend federal funds quickly will lead to a tendency for agencies to make decisions first and go through the motions of Section 106 consultation as an afterthought.

Just as important, the National Trust is concerned about the role of public involvement in Section 106 consultation—an issue that is central to the National Trust’s mission, because our congressional charter emphasizes the importance of facilitating public participation in historic preservation. Over the past decade, the Advisory Council has scaled back its involvement in day-to-day Section 106 consultation and narrowed its participation to the more significant and complex cases. The assumption that additional public participation could help to address a reduced Advisory Council role has not been reliable, since consulting parties and the public have not always been welcomed or effectively included by the federal agencies.

The effectiveness of Section 106 as a preservation tool has been demonstrated time and time again. It is only appropriate that we explore every opportunity to ensure that this tool remains an effective means of protecting protect America’s heritage.

Preservation Primer

Section 106…
Requires that agencies consider alternatives and modifications to projects and programs to “avoid, minimize, or mitigate adverse effects on historic properties,” and to consider the views of others—including the federal Advisory Council on Historic Preservation and consulting parties.

But…
Section 106 does not mandate preservation; it merely creates a process to ensure consideration of adverse effects on historic properties. As long as agency officials have “taken into account” those adverse effects “prior to” making their decisions, the agencies have the ultimate authority to balance programmatic and preservation values, and to make the final decision on how to strike that balance.

Still…
It is no coincidence that many thousands of historic places across the country have been protected from harm that would otherwise have been caused by federal projects (and federally funded or licensed projects), because of the Section 106 process; that is what the drafters intended. As long as the process is followed in good faith—and so long as agencies start the process while alternatives can still be considered—consultation often results in historic places being saved.

Learn More:

National Trust for Historic Preservation

The National Trust for Historic Preservation, a privately funded non-profit organization, works to save America's historic places.

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2 Responses

  1. Paul Willham

    October 7, 2010

    Our neighborhood actually filed a complaint with HUD after property was being demolished with no public input process for Section 106 review in Cincinnati with NSP and CDBG funds. We are awaiting the outcome. Cincinnati has over 2500 structures on its VBML/Conndemn list and almost all are pre 1900 and some are even pre 1850. Many recent demolitions were of structures that clearly met the historic eligible standard, had an actual review taken place. The city demoed over 160 properties in 09 with more this year, most had no structural issues. Our city is on a ‘blight=bulldozer=more Federal Money” path.

    For a city with the largest collection of Italianate and Second empire structures in the midwest it is in serious danger due to shortsighted city government. Our city with budget shortfalls is “addicted’ to federal monies to make up payroll , demo money is easily available in the name of “blight removal’ however what is taking place is “history removal” by shortsighted city government.

    There are a few dedicated preservationists pushing back against the city but a larger voice is clearly needed.

  2. Keli Rylance

    October 8, 2010

    In New Orleans, the Memoranda of Agreement associated with the earliest post-Katrina Section 106 proceedings required recordation materials be deposited in certain local private archives with whom neither FEMA nor the LA SHPO had ever secured any agreement. As a result, documentation of the historic buildings was never deposited ANYwhere. For historically significant structures affected by federal actions, the Historic American Buildings Survey should be empowered to retain the records.